Compliance Manager, Mortgages

Posted Dec 13

Your career is an investment that grows over time!

Wealthsimple is on a mission to help everyone achieve financial freedom by reimagining what it means to manage your money. Using smart technology, we take financial services that are often confusing, opaque and expensive and make them transparent and low-cost for everyone. We’re the largest fintech company in Canada, with over 3 million users who trust us with more than $20 billion in assets.

Our teams ship often and make an impact with groundbreaking ideas. We're looking for talented people who keep it simple and value collaboration and humility as we continue to create inclusive and high-performing teams where people can be inspired to do their best work.

The Mortgage team is one of our newest and most exciting initiatives. We are rethinking mortgages from the ground up to help Canadians get the access they deserve to home loans. We will deliver a highly rewarding experience that also avoids all of the trappings of traditional mortgages. In short, this team is responsible for building a mortgage portfolio the Wealthsimple way - simple, transparent, and low-cost.

About the Role

  • Work closely with Wealthsimple’s legal, compliance, product and marketing teams to build a mortgage compliance program 
  • Map legal requirements, prepare regulatory filings and draft policies and procedures for a mortgage program
  • Assist with the launch of new products and services
  • Communicate detailed requirements to product managers and engineering teams to implement innovative solutions
  • Prepare and operationalise a plan for complying with new and newly applicable regulation
  • Demonstrate leadership in helping teams build better processes, procedures and controls
  • Identify and support opportunities to transform manual or inefficient processes

Skills You Bring

  • 4+ years regulatory/compliance experience in mortgages, lending or similar;
  • Ability to thrive on a fast paced team managing a constantly changing regulatory environment
  • Effective leadership skills and the ability to contribute individually with minimal oversight
  • Knowledge of the evolving mortgage legal and compliance ecosystem or an ability and willingness to learn very quickly
  • Ability to understand and distill complex content into a clear and concise narrative and communicate with audiences at all levels

Nice to Haves

  • Experience implementing and standing up compliance programs
  • Experience working with emerging companies
  • Mortgage Agent or Broker’s license

Why Wealthsimple?

🤑 Competitive Salary with top-tier health benefits and life insurance

📈 Retirement savings matching plan using Wealthsimple Work

🌴 20 vacation days per year and unlimited sick and mental health days

📚 Up to $1500 per year towards wellness and professional development budgets respectively 

🛫 90 days away program: Employees can work internationally in eligible countries for up to 90 days per calendar year 

🌎 A wide variety of peer and company-led Employee Resource Groups (ie. Rainbow, Women of Wealthsimple, Black @ WS)

💖 Company-wide wellness days off scheduled throughout the year

We’re a remote-first team, with over 1000 employees coast to coast in North America. Be a part of our Canadian success story and help shape the financial future of millions — join us!

Read our Culture Manual and learn more about how we work.

DEI Statement

At Wealthsimple, we are building products for a diverse world and we need a diverse team to do that successfully. We strongly encourage applications from everyone regardless of race, religion, colour, national origin, gender, sexual orientation, age, marital status, or disability status. 

Accessibility Statement

Wealthsimple provides an accessible candidate experience. If you need any accommodations or adjustments throughout the interview process and beyond, please let us know, and we will work with you to provide the necessary support and make reasonable accommodations to facilitate your participation. We are continuously working to improve our accessibility practices and welcome any feedback or suggestions on how we can better accommodate candidates with accessibility needs.